CFP Board Suspends UBS Broker Joseph Whitney For Fraud Read More »
source https://financialadvisorcomplaints.com/cfp-board-suspends-ubs-broker-joseph-whitney-for-fraud/
Friday, 16 April 2021
CFP Board Suspends UBS Broker Joseph Whitney For Fraud
Joseph M. Whitney of Mahwah, New Jersey, is no longer registered as a broker advisor. According to his report on the Financial Industry Regulatory Authority website BrokerCheck, he was an adviser to UBS from January 2009 to May 2020. After leaving UBS, he became a representative of Wedbush Securities in June 2020 and left the …
source https://financialadvisorcomplaints.com/cfp-board-suspends-ubs-broker-joseph-whitney-for-fraud/
source https://financialadvisorcomplaints.com/cfp-board-suspends-ubs-broker-joseph-whitney-for-fraud/
Subscribe to:
Post Comments (Atom)
No comments:
Post a Comment