Mutual of Omaha Advisor Matthes to Serve 63 Month Prison Term; Pay $2.4M in Restitution Read More »
source https://financialadvisorcomplaints.com/mutual-of-omaha-advisor-matthes-to-serve-63-month-prison-term-pay-2-4m-in-restitution/
Saturday, 26 June 2021
Mutual of Omaha Advisor Matthes to Serve 63 Month Prison Term; Pay $2.4M in Restitution
The investigation into Edward E. Matthes’ activities was initiated when a client sounded off FINRA (Financial Industry Regulatory Authority) in March 2019 upon receipt of an account statement that looked fake to him. Apart from the Securities Exchange Commission (SEC), the Oconomowoc Police Department, the FBI and the Labor Department’s Employee Benefits Security Administration also …
source https://financialadvisorcomplaints.com/mutual-of-omaha-advisor-matthes-to-serve-63-month-prison-term-pay-2-4m-in-restitution/
source https://financialadvisorcomplaints.com/mutual-of-omaha-advisor-matthes-to-serve-63-month-prison-term-pay-2-4m-in-restitution/
Subscribe to:
Post Comments (Atom)
No comments:
Post a Comment