SEC Charges Penny Stock CompanyCEO OthersWith Multi-Million Dollar Fraud Read More »
source https://financialadvisorcomplaints.com/sec-charges-penny-stock-companyceo-otherswith-multi-million-dollar-fraud/
Monday, 23 August 2021
SEC Charges Penny Stock CompanyCEO OthersWith Multi-Million Dollar Fraud
WashingtonD.C. Aug. 16, 2021 — The Securities Exchange CommissionToday, the company announced that it had charged an issuer, its CEO and six other entities with taking part in a scheme to defraud penny stock investors. TheSEC also charged several participants with operating as unregistered dealer, and obtained emergency relief in an effort to stop their …
source https://financialadvisorcomplaints.com/sec-charges-penny-stock-companyceo-otherswith-multi-million-dollar-fraud/
source https://financialadvisorcomplaints.com/sec-charges-penny-stock-companyceo-otherswith-multi-million-dollar-fraud/
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