Wednesday, 23 February 2022

Investment Fraud Lawyers Investigating William Athas at Worden Capital

A Financial Industry Regulatory Authority (FINRA) complaint has been filed against William Athas, formerly a broker with Worden Capital and K.C. Ward Financial, in January 2022. The complaint is for excessive trading in nine accounts of seven different customers between December 2014 and April 2020, while working with the two firms named above. What is excessive …

Investment Fraud Lawyers Investigating William Athas at Worden Capital Read More »



source https://financialadvisorcomplaints.com/william-athas-at-worden-capital/

No comments:

Post a Comment

Complaint Filed Against Stock Broker Brian Napier For GWG Holdings Sales

In the world of finance, the role of a stockbroker is crucial. They act as intermediaries between investors and the stock market, providing ...