FMN Capital Corp Broker Jeffrey Stanga Faces FINRA Action Read More »
source https://financialadvisorcomplaints.com/fmn-capital-corp-broker-jeffrey-stanga-faces-finra-action-for-alleged-outside-business-activities/
Tuesday, 23 March 2021
FMN Capital Corp Broker Jeffrey Stanga Faces FINRA Action
Failure to fully disclose the nature of his outside business activities has led to the Financial Industry Regulatory Authority (FINRA) suspending FMN Capital Corporation (FMNCC) advisor Jeffrey D. Stanga (CRD #6387255) for 12 months and levying a fine of $10,000 apart from $28,359.00 in restitution. Jeffrey D. Stanga (CRD #6387255) According to his broker report, Stanga has been a …
source https://financialadvisorcomplaints.com/fmn-capital-corp-broker-jeffrey-stanga-faces-finra-action-for-alleged-outside-business-activities/
source https://financialadvisorcomplaints.com/fmn-capital-corp-broker-jeffrey-stanga-faces-finra-action-for-alleged-outside-business-activities/
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