Thursday, 26 August 2021

Chair Gensler Announces Addition Of Barbara RoperTo Senior Staff

WashingtonD.C. Aug. 25, 2021 — The Securities Exchange CommissionToday, the appointment of Barbara RoperAs Senior AdvisorTo the Chair. Ms. Roper’sWe will focus on matters related to retail investor protection. This includes matters relating broker-dealer oversight, investment advisor oversight, and examinations. SheCurrently, the DirectorOf Investor ProtectionFor the Consumer FederationOf America(CFA). “Barbis an investor champion and will …

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source https://financialadvisorcomplaints.com/chair-gensler-announces-addition-of-barbara-roperto-senior-staff/

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Complaint Filed Against Stock Broker Brian Napier For GWG Holdings Sales

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